How does stare decisis relate to rule of law




















Prior to , public education in many places still was conducted under the pall of Plessy v. Ferguson, U. This Court's decision in Brown v. Board of Education, U. For all these reasons, we conclude that it is wiser to abandon the "two-pronged test" established by our decisions in Aguilar and Spinelli.

In its place we reaffirm the totality-of-the-circumstances analysis that traditionally has informed probable-cause determinations. The dissent in Larson made many of the arguments advanced by Justice Stevens['] dissent today, and asserted that many of the same cases were being overruled or ignored.

Those arguments were rejected, and the cases supporting them are moribund. Since Larson was decided in , no opinion by any Member of this Court has cited the cases on which the dissent primarily relies for a proposition as broad as the language the dissent quotes. Many if not most of these cases have not been relied upon in an Eleventh Amendment context at all.

Indeed, for nearly a century, the analytical underpinnings of Coffey have been recognized as less than adequate. The time has come to clarify that neither collateral estoppel nor double jeopardy bars a civil, remedial forfeiture proceeding initiated following an acquittal on related criminal charges. To the extent that Coffey v. United States suggests otherwise, it is hereby disapproved.

Although Hooven I was not expressly overruled in Michelin, it must be regarded as retaining no vitality since the Michelin decision So that there may be no misunderstanding, Hooven I, to the extent it espouses that doctrine, is not to be regarded as authority and is overruled. Our examination of this "function" standard applied in these and other cases over the last eight years now persuades us that the attempt to draw the boundaries of state regulatory immunity in terms of "traditional governmental function" is not only unworkable but is also inconsistent with established principles of federalism and, indeed, with those very federalism principles on which National League of Cities purported to rest.

That case, accordingly, is overruled. To the extent Bain stands for the proposition that it constitutes an unconstitutional amendment to drop from an indictment those allegations that are unnecessary to an offense that is clearly contained within it, that case has simply not survived. To avoid further confusion, we now explicitly reject that proposition. Parratt is overruled to the extent that it states that mere lack of due care by a state official may "deprive" an individual of life, liberty, or property under the Fourteenth Amendment.

To the extent that anything in Swain v. Kentucky v. Dennison is the product of another time. The conception of the relation between the States and the Federal Government there announced is fundamentally incompatible with more than a century of constitutional development We conclude that it may stand no longer. This case presents the question whether the jurisdiction of a court-martial convened pursuant to the Uniform Code of Military Justice U.

We hold that it does not, and overrule our earlier decision in O'Callahan v. Accordingly, to the extent that Parden v. Terminal Railway We thus confirm that subsequent case law has overruled the holding in Pollock that state bond interest is immune from a nondiscriminatory federal tax. Any attempt to justify a similar categorical distinction between incoming correspondence from prisoners to which we applied a reasonableness standard in Turner and incoming correspondence from nonprisoners would likely prove futile, and we do not invite it.

To the extent that Martinez itself suggests such a distinction, we today overrule that case; the Court accomplished much of this step when it decided Turner. Believing, as we do, that there is no basis for a presumption of vindictiveness where a second sentence imposed after a trial is heavier than a first sentence imposed after a guilty plea, we overrule Simpson v.

The holding in Kring can only be justified if the Ex Post Facto Clause is thought to include not merely the Calder categories, but any change which "alters the situation of a party to his disadvantage. We accordingly overrule Kring The Court's holding in Thompson v. Utah that the Sixth Amendment requires a jury panel of 12 persons is also obsolete. Although we have recognized firmly that the doctrine of stare decisis serves profoundly important purposes in our legal system, this Court has overruled a prior case on the comparatively rare occasion when it has bred confusion or been a derelict or led to anomalous results.

Sanders was explicitly undermined in Ross, and the existence of the dual regimes for automobile searches that uncover containers has proved as confusing as the Chadwick and Sanders dissenters predicted. We conclude that it is better to adopt one clear-cut rule to govern automobile searches and eliminate the warrant requirement for closed containers set forth in Sanders.

Booth and Gathers were decided by the narrowest of margins, over spirited dissents challenging the basic underpinnings of those decisions. They have been questioned by Members of the Court in later decisions and have defied consistent application by the lower courts. Reconsidering these decisions now, we conclude, for the reasons heretofore stated, that they were wrongly decided and should be, and now are, overruled.

Thus, to the extent that our decisions have indicated that the Due Process Clause requires physical presence in a State for the imposition of duty to collect a use tax, we overrule those holdings as superseded by developments in the law of due process. Thornburgh v. Akron Ctr. Although we must overrule those parts of Thornburgh and Akron I which, in our view, are inconsistent with Roe's statement that the State has a legitimate interest in promoting the life or potential life of the unborn the central premise of those cases represents an unbroken commitment by this Court to the essential holding of Roe.

Today we adhere to Scott v. Accordingly we hold, consistent with the Sixth and Fourteenth Amendments of the Constitution, that an uncounseled misdemeanor conviction, valid under Scott because no prison term was imposed, is also valid when used to enhance punishment at a subsequent conviction. In other words, such classifications are constitutional only if they are narrowly tailored measures that further compelling governmental interests.

To the extent that Metro Broadcasting is inconsistent with that holding, it is overruled. And we think stare decisis cannot possibly be controlling when, in addition to those factors, the decision in question has been proved manifestly erroneous, and its underpinnings eroded, by subsequent decisions of this Court.

In overruling Union Gas today, we reconfirm that the background principle of state sovereign immunity embodied in the Eleventh Amendment is not so ephemeral as to dissipate when the subject of the suit is an area, like the regulation of Indian commerce, that is under the exclusive control of the Federal Government.

Without questioning the holding in LaRue, we now disavow its reasoning insofar as it relied on the Twenty-first Amendment. We therefore overrule Ball and Aguilar to the extent those decisions are inconsistent with our current understanding of the Establishment Clause. We believe that Halper's deviation from longstanding double jeopardy principles was ill considered.

As subsequent cases have demonstrated, Halper's test for determining whether a particular sanction is "punitive," and thus subject to the strictures of the Double Jeopardy Clause, has proved unworkable. Race Horse rested on the premise that treaty rights are irreconcilable with state sovereignty. It is this conclusion—the conclusion undergirding the Race Horse Court's equal footing holding—that we have consistently rejected over the years.

We think that the constructive-waiver experiment of Parden was ill conceived, and see no merit in attempting to salvage any remnant of it. As we explain below in detail, Parden broke sharply with prior cases, and is fundamentally incompatible with later ones In short, Parden stands as an anomaly in the jurisprudence of sovereign immunity, and indeed in the jurisprudence of constitutional law.

Today, we drop the other shoe: Whatever may remain of our decision in Parden is expressly overruled. Accordingly, we hold that Chapter 2 is not a law respecting an establishment of religion. Jefferson Parish need not exclude religious schools from its Chapter 2 program.

To the extent that Meek and Wolman conflict with this holding, we overrule them. We now overrule Evans insofar as it holds that the Compensation Clause forbids Congress to apply a generally applicable, nondiscriminatory tax to the salaries of federal judges, whether or not they were appointed before enactment of the tax.

Finding Ford inconsistent with the basic rationale of that line of cases, we consequently overrule Ford insofar as it would otherwise apply. Insofar as it held that a defective indictment deprives a court of jurisdiction, Bain is overruled. Much has changed since then The practice, therefore, has become truly unusual, and it is fair to say that a national consensus has developed against it.

Accordingly, we overrule Walton to the extent that it allows a sentencing judge, sitting without a jury, to find an aggravating circumstance necessary for imposition of the death penalty. Bowers was not correct when it was decided, and it is not correct today.

It ought not to remain binding precedent. Bowers v. Hardwick should be and now is overruled. These considerations mean Stanford v. Kentucky should be deemed no longer controlling on this issue. To the extent Stanford was based on review of the objective indicia of consensus that obtained in , it suffices to note that those indicia have changed It is also inconsistent with the premises of our recent decision in Atkins.

We acknowledge that statements in both the majority and the dissenting opinions in Seminole Tribe of Fla. Florida, U. See also Hoffman v. Connecticut Dept. Careful study and reflection have convinced us, however, that that assumption was erroneous. On reconsidering the procedure required in Saucier, we conclude that, while the sequence set forth there is often appropriate, it should no longer be regarded as mandatory.

In sum, when the marginal benefits of the Jackson rule are weighed against its substantial costs to the truth-seeking process and the criminal justice system, we readily conclude that the rule does not "pay its way," Michigan v.

Jackson should be and now is overruled. The McConnell Court relied on the antidistortion interest recognized in Austin to uphold a greater restriction on speech than the restriction upheld in Austin, and we have found this interest unconvincing and insufficient. This part of McConnell is now overruled.

Mandatory minimum sentences increase the penalty for a crime. It follows, then, that any fact that increases the mandatory minimum is an "element" that must be submitted to the jury. Accordingly, Harris is overruled. Baker v. Nelson must be and now is overruled, and the State laws challenged by Petitioners in these cases are now held invalid to the extent they exclude same-sex couples from civil marriage on the same terms and conditions as opposite-sex couples.

We hold that imposing an increased sentence under the residual clause of the Armed Career Criminal Act violates the Constitution's guarantee of due process. Our contrary holdings in James and Sykes are overruled.

Spaziano and Hildwin summarized earlier precedent to conclude that "the Sixth Amendment does not require that the specific findings authorizing the imposition of the sentence of death be made by the jury.

Quill Corp. North Dakota, U. Dep't of Revenue of Illinois, U. For these reasons, the Court concludes that the physical presence rule of Quill is unsound and incorrect. The Court's decisions in Quill Corp. Department of Revenue of Ill. The dissent's reference to Korematsu, however, affords this Court the opportunity to make express what is already obvious: Korematsu was gravely wrong the day it was decided, has been overruled in the court of history, and—to be clear—"has no place in law under the Constitution.

All these reasons—that Abood's proponents have abandoned its reasoning, that the precedent has proved unworkable, that it conflicts with other First Amendment decisions, and that subsequent developments have eroded its underpinnings—provide the "special justification[s]" for overruling Abood. Citation omitted.

For early cases in which the Supreme Court established its power of judicial review, see Marbury v. Madison, 5 U. Peck, 10 U. Virginia, 19 U. Black's Law Dictionary 10 th ed. Michael J. Gerhardt, The Power of Precedent —48 [hereinafter Gerhardt, Power of Precedent] "[I]t is practically impossible to find any modern Court decision that fails to cite at least some precedents in support.

However, although the Supreme Court routinely purports to rely upon precedent, it is difficult to determine precisely how often precedent has actually constrained the Court's decisions because the Justices have latitude in how broadly or narrowly they construe their prior decisions. See Michael J. For more on the use of judicial precedent as a method of constitutional interpretation, see CRS Report R, Modes of Constitutional Interpretation , by [author name scrubbed].

Citizens United v. Election Comm'n, U. It follows that in the unusual circumstance when fidelity to any particular precedent does more damage to this constitutional ideal than to advance it, we must be more willing to depart from that precedent.

Casey, U. See, e. Tennessee, U. McLean Credit Union, U. Allwright, U. In constitutional questions, where correction depends upon amendment and not upon legislative action this Court throughout its history has freely exercised its power to reexamine the basis of its constitutional decisions.

See also William S. Wade should be retained and once again reaffirmed. Although the plurality in Casey declined to overrule the core aspects of Roe , it discarded Roe 's "trimester approach" to evaluating the constitutionality of a state's restrictions on abortion in favor of a balancing test that considers whether such restrictions impose an "undue burden" on a woman's privacy interests under the Fourteenth Amendment.

See id. See supra notes In Casey, the joint opinion of Justices O'Connor, Kennedy, and Souter expressed concerns that the Court's legitimacy would suffer if the Court were to overturn a prior decision on a fundamental question of constitutional law. Dep' t of Revenue of the State of Ill inois , U. North Dakota , U. In a third case decided during the term, the Supreme Court explicitly overruled its holding in Korematsu v.

United States , U. Trump v. Hawaii, U. Criticism of the decision had long indicated that the Court would overrule it. Legal scholars continue to debate other questions surrounding the doctrine of stare decisis, such as whether the Constitution requires or even allows the Supreme Court to follow precedent and whether Congress could abolish stare decisis in constitutional cases.

Fallon, Jr. These issues are beyond the scope of this report. Kavanaugh: His Jurisprudence and Potential Impact on the Supreme Court , coordinated by [author name scrubbed] and [author name scrubbed]. The full Latin phrase is " stare decisis et non quieta movere— stand by the thing decided and do not disturb the calm. This report does not examine the Supreme Court's reliance on state court or foreign tribunal precedents.

Nor does it examine how the Court determines whether a particular sentence in an opinion is a binding holding necessary to the decision for purposes of stare decisis or, rather, non-binding obiter dictum. See generally Black's Law Dictionary 9 th ed. See Janus v. Employees, U. Rumsey, U. Black's Law Dictionary 9 th ed. See also Paulsen, supra note 20, at n.

A court following a prior decision because it was correctly decided is not adhering to stare decisis; it is merely reaffirming precedent. Fallon, supra note 20, at "If a court believes a prior decision to be correct, it can reaffirm that decision on the merits without reference to stare decisis. Gerhardt, The Role of Precedent, supra note 3, at 73 describing the Court's review of its precedents as a "process in which the Justices individually try to balance their respective views on how the Constitution should be interpreted and certain social or institutional values such as the need for stability and consistency in constitutional law".

See Citizens United , U. Hallock, U. Gant, U. Whether it shall be followed or departed from is a question entirely within the discretion of the court, which is again called upon to consider a question once decided. Stare decisis is usually the wise policy, because, in most matters it is more important that the applicable rule of law be settled than that it be settled right.

See also Gerhardt, The Role of Precedent, supra note 3, at 78 "[I]n the certiorari process, the Justices often demonstrate most clearly their desire to adhere to the precedents they might not have decided the same way in the first place. For more on factors that the Court considers when determining whether to overrule precedent, see " Factors the Supreme Court Considers When Deciding Whether to Overrule Constitutional Precedent " below. Gerhardt, The Role of Precedent, supra note 3, at 98 "The Supreme Court can overturn or otherwise weaken precedents through explicit overrulings, overrulings sub silentio, or subsequent decisionmaking that narrows or distinguishes precedents to the point of practical nullification.

Federalist No. Other Founders shared similar concerns. Butterfield, ed. Thomas R. Letter from James Madison to C. Haynes Feb. Ogden, 28 U. Lee, supra note 35, at , Percheman , 32 U. See , e. Maryland, 17 U. See also Lee, supra note 35, at Lee, supra note 35, at "Considerations of stability and institutional integrity place a high premium on consistency with past decisions, while a countervailing concern for accuracy calls for some mechanism for error correction. FEC, U.

Alleyne v. Comm'n, U. Hillery, U. That doctrine permits society to presume that bedrock principles are founded in the law, rather than in the proclivities of individuals, and thereby contributes to the integrity of our constitutional system of government, both in appearance and in fact. Lewis F. Powell, Jr. Accord Vasquez , U. Benjamin N. Cardozo, The Nature of the Judicial Process "[T]he labor of judges would be increased almost to the breaking point if every past decision could be reopened in every case See Taylor v.

Sturgell, U. Payne , U. See also Consovoy, supra note, 6 at 54 discussing the argument that "strict adherence to precedent" may "fail to take into consideration developing social and political factors that make the prior decision either outdated or ineffective.

The rule And that is no rule at all. See also Randy J. The various factors that drive the doctrine are largely devoid of independent meaning or predictive force. Douglas, Stare Decisis , 49 Colum L. But he remembers above all else that it is the Constitution which he swore to support and defend, not the gloss which his predecessors may have put on it. One study determined that the "notion that the constitutional or statutory nature of a precedent affects its susceptibility to reversal was largely rejected in the founding era and did not gain majority support until well into the twentieth century.

Lee, supra note 35, at John R. It is therefore our duty to reconsider constitutional interpretations that 'depart from a proper understanding' of the Constitution. In constitutional cases, by contrast, Congress lacks this option, and an incorrect or outdated precedent may be overturned only by our own reconsideration or by constitutional amendment. The Supreme Court's belief in Congress' ability to correct the Court's errors through legislation has sometimes motivated the Court to retain precedent in cases in which Congress could enact corrective legislation, such as those raising questions of tribal sovereign immunity or judicially created causes of action, as well as some cases involving constraints on state action under the Commerce Clause.

See South Dakota v. Wayfair, U. See sources cited supra note Professor Michael Gerhardt notes that the political branches have other options for reversing or constraining constitutional precedents outside of amending the Constitution, such as "congressional modification of the Court's jurisdiction, the President's power to nominate Justices who might agree with her criticisms of certain precedents, the Senate's power to advise and consent to judicial nominations, and impeachment.

These former precedents are: Oregon v. Mitchell, U. XXVI "The right of citizens of the United States, who are eighteen years of age or older, to vote shall not be denied or abridged by the United States or by any State on account of age. XVI "The Congress shall have power to lay and collect taxes on incomes, from whatever source derived, without apportionment among the several States, and without regard to any census or enumeration. Happersett, 88 U. Sandford, 60 U. XIII "Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.

No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws. Georgia, 2 U. XI "The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another state, or by Citizens or Subjects of any Foreign state.

See Gerhardt, The Role of Precedent, supra note 3, at 75 "[B]ecause so many precedents are based on, or, at least can only be explained as the result of the rejection of any one view of theory, this tension frequently presents a proponent of a rejected unitary theory with the dilemma of choosing to overrule the bulk of constitutional doctrine, or to abandon or modify the unifying principle dominating her theory in numerous substantive areas to provide constitutional law with stability and continuity.

For more on the use of textualism and originalism as methods for interpreting the Constitution, see CRS Report R, Modes of Constitutional Interpretation , by [author name scrubbed]. See Henry P. Thus, one can make a good case that, as historically understood, the written Constitution was intended to trump not only statutes but case law. This argument is reinforced if one recalls that to the founding generation it was not clear that judicial opinions would need to play such a dominant role in establishing the meaning of the Constitution.

Gerhardt, The Role of Precedent, supra note 3, at "[O]riginalists' approaches to nonconforming precedents do not derive from original understanding but rather from their consideration of certain social values such as the need for stability and continuity in constitutional law; however, for some originalists, taking the perceived social impact of a decision into account is more akin to legislating from the bench than interpreting the law.

Of course, there are some decisions, such as Brown v. Board of Education —which held that a state, in segregating its public school systems by race, violated the Fourteenth Amendment—that are widely accepted as precedent despite some debate over whether they comport with the original meaning of the Constitution. See generally Michael J.

Gerhardt, Super Precedent , 90 Minn. See McDonald v. City of Chi. Oliver, U. See also Chicago v. Morales, U. Applying the standard that is well established in our case law, we hold that the Second Amendment right is fully applicable to the States.

Louisiana, U. McDonald, U. There are some things that are done, and when they are done, they are done and you move on. Now, which of those you think are so woven in the fabric of law that mistakes made are too late to correct, and which are not, that is a difficult question to answer. Casey , U. But see Casey, U. The doctrine of stare decisis is an adjunct of this duty, and should be no more subject to the vagaries of public opinion than is the basic judicial task.

In a decision, Justice Scalia, writing for the Supreme Court, also mentioned a precedent's "antiquity" i. See Montejo v. Jackson , U. But when the Court in Janus set forth a list of factors for overturning precedent, it did not discuss this factor, which is premised on the notion that "the respect accorded prior decisions increases, rather than decreases, with their antiquity, as the society adjusts itself to their existence, and the surrounding law becomes premised upon their validity".

South Carolina v. Gathers, U. See Planned Parenthood of Se. Janus, slip op. Montejo v. A decade later in United States v. Lopez, the supreme Court issued a decision that took a narrower view of Congress' Commerce Clause power, determining that Congress lacked power to ban handgun possession near schools. United States v. Gaudin, U. See Paulsen, supra note 49, at "[A]ny fair discussion of the remnant-of-abandoned-doctrine factor of the Court's current stare decisis analysis must reckon with the seemingly equal but opposite restoration-of-departed-from doctrine counter-factor.

The Fifth Amendment provides that "No person shall Buckley v. Valeo, U. The Fourteenth Amendment provides that no state shall "deny to any person within its jurisdiction the equal protection of the laws. Those principles together stood for an 'embracing' and 'intrinsically sound' understanding of equal protection 'verified by experience,' namely, that the Constitution imposes upon federal, state, and local governmental actors the same obligation to respect the personal right to equal protection of the laws.

The court further explained that "[r]emaining true to an 'intrinsically sounder' doctrine established in prior cases better serves the values of stare decisis than would following a more recently decided case inconsistent with the decisions that came before it; the latter course would simply compound the recent error and would likely make the unjustified break from previously established doctrine complete.

The judge reviews and weighs these arguments but also may conduct his own research into, and analysis of, prior cases. The second requirement for a case to be considered binding precedent is that it must have been decided by the same court or a superior court within the hierarchy to which the court considering the case belongs.

Supreme Court. Each state also has a multi-tiered court system and, if certain jurisdictional requirements are met, the U. Supreme Court may review the decisions of the highest court in each state.

Each district court thus follows precedents handed down by the Supreme Court and by the court of appeals in the circuit encompassing the district court. Each court of appeals follows its own precedents and precedents handed down by the Supreme Court, but it need not adhere to decisions of courts of appeals in other circuits. The doctrine of stare decisis confers many benefits on the American judicial system. The most obvious disadvantage to stare decisis is the risk, occasionally borne out, that poorly reasoned precedents may become part of the legal fabric.

There is a remedy when this occurs, however. The doctrine of stare decisis does not wholly isolate precedents from review. Congressional action by statute may overturn judicial decisions on statutory issues, and constitutional amendments may overturn judicial decisions on constitutional issues. Remedial legislative action is frequently not required, however, because the judiciary may overturn its own decisions when certain conditions are met. Below, Part II discusses how precedents can lose their binding effect through judicial action and explores principles that guide remedial judicial action set forth by the Supreme Court.

In the federal system, the Supreme Court may overturn its own precedent. Factors particularly relevant to this assessment include a workability, b reliance, c abandonment, and d legitimacy. In Payne v. Tennessee , the Court overturned two precedents— Booth v. Maryland [26] and South Carolina v. Gathers [27] —to hold that the Eighth Amendment did not prohibit a capital sentencing jury from considering victim impact evidence. Planned Parenthood , the Supreme Court declined to overturn Roe v.

The Supreme Court has never clarified the exact weight to give to the workability factor or how to balance workability against other competing considerations.

In Roper v. Simmons , for example, the Court held that the Eighth Amendment prohibited the death penalty for minors, [33] overturning the contrary precedent of Stanford v. Courts also consider reliance interests in deciding whether to overturn a precedent. If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.

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It draws on diverse intellectual traditions, extracts their best insights, and generates important conclusions about stare decisis and the rule of law. Morris J. Fish, C.

Stare Decisis, The Charter and the Rule of Law in the Supreme Court of Canada is a sole-contributor volume that analyzes the theory and practice of stare decisis the legal principle of determining points of law according to precedent in the Supreme Court of Canada, focusing on its role, function, and development in constitutional adjudication under the Charter. The volume also includes an appendix on how the empirical analysis for the work was conducted.

Lawrence David , B. He has advised legislators, Cabinet Ministers and judges, devised legal strategies in successful litigation at several levels of court, and helped design statutes and judgments of significant national importance.

He is a first-generation Canadian and lawyer.



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